FINANCIAL ANALYST

Detail oriented professional with over 10 years in banking, extensive accounting and finance experience. Experienced in financial reporting, internal and external audits, reconcilement, process and procedures. Bachelor’s degree. Proficient with Microsoft Office, FAS, Hyperion, Globus, Miser and OLAP.

SENIOR OPERATIONAL RISK MANAGEMENT

Specialized skills in the areas of Information Technology, Information Security, Compliance and Operational Risk. Excellent background knowledge with banking regulations, BASEL, GLBA, PCI, HIPPA, SOX, as well as competencies in Process Mapping and Emerging Risks Research. Bachelor’s degree and certified Information Privacy Professional (CIPP). Proficient with Microsoft Office and applications Projects, Visio and Access, as well as Risk Analyzer Tools: SAS Risk Analyzer, Modulo Risk Manager and GRC Tool.

SENIOR CREDIT SUPERVISOR

Credit professional with over 10 years of experience with large regional banks. Experienced in writing credit reports that are used to approve commercial and syndicated loans ranging from $5 million up to $100 million for companies operating within a broad array of industries; such as real estate, retail, oil & gas, wholesale, air transport, durable and non-durable goods and health care. Bachelor’s degree with formal in-house credit training.

SENIOR COMPLIANCE OFFICER

Compliance professional experienced in Domestic/International Compliance Management (Bank and Broker/Dealer), Operations, OSJ Administration, AML and Risk Management. Maintains industry licenses (clean CRD): Finra 4, 7, 8, 24, 27, 63, 65, 87; NYSE 14 Compliance Official. Certified Regulatory Compliance Professional (CRCP) with a designation from the Wharton School of Business. Designated FINRA Arbitrator-Dispute Resolution Member. Certified Fraud Examiner (CFE)-Associate Member. Fully billingual in English and Spanish.

SPECIAL ASSETS OFFICER

Experienced in performing workouts involving OREO’s, as well as commercial and residential properties. In addition, strong commercial lending and credit/loan review background. Holds an MBA with a concentration in Finance.

PRIVATE WEALTH ADVISOR

Experiended in managing large portfolios and acquiring, retaining, and growing Wealth Management relationships. Holds professional licenses Series 7, 66, 6, 63 and Life, Health & Variable Annuity Real Estate. Owns designation as CRPC (Chartered Retirement Planning Counselor). Multilingual in four langauges: English, Spanish, French and Portuguese.

CORPORATE SECURITY PROFESSIONAL

With over 20 years of experience in security and risk management, investigations, training and development, and change process. Experience directing and developing regional and global plans, personnel, budget, fraud investigations, protective details, training courses, corporate security, risk control and compliance programs.